SEC Form 4 · accession 0001190725-16-000530
NETFLIX INC · NFLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
A George Battle
Director
Period of report
Oct 19, 2016
Accepted (ET)
Oct 21, 2016 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065280
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 19, 2016 | M | 750 | $6.0214 | A | 750 | D | |
| Common StockF1 | Oct 19, 2016 | S | 750 | $120.00 | D | 0 | D | |
| Common StockF1 | Oct 19, 2016 | M | 3,115 | $6.4243 | A | 3,115 | D | |
| Common StockF1 | Oct 19, 2016 | S | 3,115 | $120.00 | D | 0 | D | |
| Common StockF1 | Oct 19, 2016 | M | 3,444 | $5.8029 | A | 3,444 | D | |
| Common StockF1 | Oct 19, 2016 | S | 3,444 | $120.00 | D | 0 | D | |
| Common StockF1 | Oct 19, 2016 | M | 3,416 | $5.8486 | A | 3,416 | D | |
| Common StockF1 | Oct 19, 2016 | S | 3,416 | $120.00 | D | 0 | D | |
| Common StockF1 | Oct 19, 2016 | M | 3,150 | $6.3543 | A | 3,150 | D | |
| Common StockF1 | Oct 19, 2016 | S | 3,150 | $120.00 | D | 0 | D | |
| Common StockF1 | Oct 19, 2016 | M | 3,262 | $6.1243 | A | 3,262 | D | |
| Common StockF1 | Oct 19, 2016 | S | 3,262 | $120.00 | D | 0 | D | |
| Common StockF1 | Oct 19, 2016 | M | 2,863 | $4.9071 | A | 2,863 | D | |
| Common StockF1 | Oct 19, 2016 | S | 2,863 | $120.00 | D | 0 | D | |
| Common StockF2 | holding | — | — | — | 56,000 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $4.9071 | Oct 19, 2016 | M | 2,863 | D | Mar 2, 2009 | Mar 2, 2019 | Common Stock | 2,863 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $5.8029 | Oct 19, 2016 | M | 3,444 | D | Jul 1, 2009 | Jul 1, 2019 | Common Stock | 3,444 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $5.8486 | Oct 19, 2016 | M | 3,416 | D | Jun 1, 2009 | Jun 1, 2019 | Common Stock | 3,416 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $6.0214 | Oct 19, 2016 | M | 750 | D | Sep 1, 2009 | Sep 1, 2019 | Common Stock | 750 | 2,575 | D |
| Non-Qualified Stock Option (right to buy)F1 | $6.1243 | Oct 19, 2016 | M | 3,262 | D | Apr 1, 2009 | Apr 1, 2019 | Common Stock | 3,262 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $6.3543 | Oct 19, 2016 | M | 3,150 | D | May 1, 2009 | May 1, 2019 | Common Stock | 3,150 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $6.4243 | Oct 19, 2016 | M | 3,115 | D | Aug 3, 2009 | Aug 3, 2019 | Common Stock | 3,115 | 0 | D |
Explanation of responses
- F1Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).
- F2As a Trustee of the A. George Battle 2011 Separate Property Trust.