SEC Form 4 · accession 0001190725-16-000529
NETFLIX INC · NFLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Theodore A Sarandos
Officer — Chief Content Officer
Period of report
Oct 18, 2016
Accepted (ET)
Oct 19, 2016 · 5:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065280
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 18, 2016 | M | 15,204 | $60.2943 | A | 15,204 | D | |
| Common StockF1 | Oct 18, 2016 | S | 15,204 | $116.63 | D | 0 | D | |
| Common StockF1 | Oct 18, 2016 | M | 17,598 | $52.0986 | A | 17,598 | D | |
| Common StockF1 | Oct 18, 2016 | S | 17,598 | $116.63 | D | 0 | D | |
| Common StockF1 | Oct 18, 2016 | M | 14,399 | $63.6557 | A | 14,399 | D | |
| Common StockF1 | Oct 18, 2016 | S | 14,399 | $116.63 | D | 0 | D | |
| Common StockF1 | Oct 18, 2016 | M | 15,869 | $57.7686 | A | 15,869 | D | |
| Common StockF1 | Oct 18, 2016 | S | 15,869 | $116.63 | D | 0 | D | |
| Common StockF1 | Oct 18, 2016 | M | 14,469 | $51.8314 | A | 14,469 | D | |
| Common StockF1 | Oct 18, 2016 | S | 14,469 | $116.63 | D | 0 | D | |
| Common StockF1 | Oct 18, 2016 | M | 14,427 | $51.9886 | A | 14,427 | D | |
| Common StockF1 | Oct 18, 2016 | S | 14,427 | $116.63 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $51.8314 | Oct 18, 2016 | M | 14,469 | D | Jan 2, 2014 | Jan 2, 2024 | Common Stock | 14,469 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $51.9886 | Oct 18, 2016 | M | 14,427 | D | Dec 2, 2013 | Dec 2, 2023 | Common Stock | 14,427 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $52.0986 | Oct 18, 2016 | M | 17,598 | D | Apr 1, 2014 | Apr 1, 2024 | Common Stock | 17,598 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $57.7686 | Oct 18, 2016 | M | 15,869 | D | Feb 3, 2014 | Feb 3, 2024 | Common Stock | 15,869 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $60.2943 | Oct 18, 2016 | M | 15,204 | D | Jun 2, 2014 | Jun 2, 2024 | Common Stock | 15,204 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $63.6557 | Oct 18, 2016 | M | 14,399 | D | Mar 3, 2014 | Mar 3, 2024 | Common Stock | 14,399 | 0 | D |
Explanation of responses
- F1Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).