SEC Form 4/A · accession 0001190725-16-000455
NETFLIX INC · NFLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Richard N Barton
Director
Period of report
Jul 5, 2016
Accepted (ET)
Jul 8, 2016 · 8:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065280
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 5, 2016 | M | 2,100 | $8.9929 | A | 16,962 | D | |
| Common StockF1 | Jul 5, 2016 | S | 2,100 | $100.00 | D | 14,862 | D | |
| Common StockF2 | Jul 6, 2016 | M | 294 | $9.5957 | A | 15,156 | D | |
| Common StockF2 | Jul 6, 2016 | S | 294 | $95.03 | D | 14,862 | D | |
| Common StockF3 | Jul 6, 2016 | M | 406 | $8.9929 | A | 15,268 | D | |
| Common StockF3 | Jul 6, 2016 | S | 406 | $95.03 | D | 14,862 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $8.9929 | Jul 5, 2016 | M | 2,100 | D | Jun 1, 2012 | Jun 1, 2022 | Common Stock | 2,100 | 406 | D |
| Non-Qualified Stock Option (right to buy)F3 | $8.9929 | Jul 6, 2016 | M | 406 | D | Jun 1, 2012 | Jun 1, 2022 | Common Stock | 406 | 0 | D |
| Non-Qualified Stock Option (right to buy)F2 | $9.5957 | Jul 6, 2016 | M | 294 | D | Dec 1, 2011 | Dec 1, 2021 | Common Stock | 294 | 4,914 | D |
Explanation of responses
- F1Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c) reported by broker on 07/08/2016.
- F2Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c). The purpose of this amendment is to report correctly the number of shares exercised on 07/06/2016 from the grant dated 12/01/2011.
- F3Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c). The purpose of this amendment is to report correctly the number of shares exercised on 07/06/2016 from the grant dated 06/01/2012.