SEC Form 4 · accession 0001190725-16-000409
NETFLIX INC · NFLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard N Barton
Director
Period of report
May 23, 2016
Accepted (ET)
May 25, 2016 · 7:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065280
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 23, 2016 | M | 315 | $8.3186 | A | 15,177 | D | |
| Common StockF1 | May 23, 2016 | S | 315 | $92.92 | D | 14,862 | D | |
| Common StockF1 | May 23, 2016 | M | 385 | $8.7186 | A | 15,247 | D | |
| Common StockF1 | May 23, 2016 | S | 385 | $92.92 | D | 14,862 | D | |
| Common StockF1 | May 24, 2016 | M | 700 | $8.7186 | A | 15,562 | D | |
| Common StockF1 | May 24, 2016 | S | 700 | $96.00 | D | 14,862 | D | |
| Common StockF2 | holding | — | — | — | 20,000 | I | By Foundation |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $8.3186 | May 23, 2016 | M | 315 | D | Dec 1, 2009 | Dec 1, 2019 | Common Stock | 315 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $8.7186 | May 23, 2016 | M | 385 | D | Feb 1, 2010 | Feb 1, 2020 | Common Stock | 385 | 5,348 | D |
| Non-Qualified Stock Option (right to buy)F1 | $8.7186 | May 24, 2016 | M | 700 | D | Feb 1, 2010 | Feb 1, 2020 | Common Stock | 700 | 4,648 | D |
Explanation of responses
- F1Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).
- F2As trustee of the Barton Family Foundation