SEC Form 4 · accession 0001190725-16-000384
NETFLIX INC · NFLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy M Haley
Director
Period of report
Apr 21, 2016
Accepted (ET)
Apr 25, 2016 · 4:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065280
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 21, 2016 | M | 8,974 | $3.7643 | A | 8,974 | D | |
| Common StockF1,F2 | Apr 21, 2016 | S | 8,900 | $95.97 | D | 74 | D | |
| Common StockF1 | Apr 21, 2016 | M | 7,198 | $3.6271 | A | 7,272 | D | |
| Common StockF1,F3 | Apr 21, 2016 | S | 7,272 | $96.90 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $3.6271 | Apr 21, 2016 | M | 7,198 | D | Feb 1, 2008 | Feb 1, 2018 | Common Stock | 7,198 | 3,827 | D |
| Non-Qualified Stock Option (right to buy)F1 | $3.7643 | Apr 21, 2016 | M | 8,974 | D | Jan 2, 2008 | Jan 2, 2018 | Common Stock | 8,974 | 0 | D |
Explanation of responses
- F1Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).
- F2This transaction was executed in multiple trades at prices ranging from $95.51 to $96.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $96.52 to $97.31. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.