SEC Form 4 · accession 0001190725-15-000280
NETFLIX INC · NFLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard N Barton
Director
Period of report
Dec 15, 2015
Accepted (ET)
Dec 17, 2015 · 6:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065280
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 15, 2015 | M | 1,400 | $7.6857 | A | 16,262 | D | |
| Common StockF1 | Dec 15, 2015 | S | 1,400 | $121.93 | D | 14,862 | D | |
| Common StockF1 | Dec 16, 2015 | M | 1,015 | $7.7857 | A | 15,877 | D | |
| Common StockF1 | Dec 16, 2015 | S | 1,015 | $119.79 | D | 14,862 | D | |
| Common StockF1 | Dec 16, 2015 | M | 385 | $7.6857 | A | 15,247 | D | |
| Common Stock | Dec 16, 2015 | S | 385 | $119.79 | D | 14,862 | D | |
| Common StockF2 | holding | — | — | — | 20,000 | I | By Foundation |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $7.6857 | Dec 15, 2015 | M | 1,400 | D | Nov 2, 2009 | Nov 2, 2019 | Common Stock | 1,400 | 385 | D |
| Non-Qualified Stock Option (right to buy)F1 | $7.6857 | Dec 16, 2015 | M | 385 | D | Nov 2, 2009 | Nov 2, 2019 | Common Stock | 385 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $7.7857 | Dec 16, 2015 | M | 1,015 | D | Aug 1, 2012 | Aug 1, 2022 | Common Stock | 1,015 | 5,404 | D |
Explanation of responses
- F1Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).
- F2As trustee of the Barton Family Foundation