SEC Form 4 · accession 0001190725-15-000257
NETFLIX INC · NFLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard N Barton
Director
Period of report
Nov 11, 2015
Accepted (ET)
Nov 13, 2015 · 6:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065280
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 11, 2015 | M | 1,400 | $7.64 | A | 46,262 | D | |
| Common StockF1 | Nov 11, 2015 | S | 1,400 | $113.08 | D | 44,862 | D | |
| Common StockF1 | Nov 12, 2015 | M | 616 | $7.6857 | A | 45,478 | D | |
| Common StockF1 | Nov 12, 2015 | S | 616 | $112.52 | D | 44,862 | D | |
| Common StockF1 | Nov 12, 2015 | M | 784 | $7.64 | A | 45,646 | D | |
| Common StockF1 | Nov 12, 2015 | S | 784 | $112.52 | D | 44,862 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $7.64 | Nov 11, 2015 | M | 1,400 | D | Jan 4, 2010 | Jan 4, 2020 | Common Stock | 1,400 | 784 | D |
| Non-Qualified Stock Option (right to buy)F1 | $7.64 | Nov 12, 2015 | M | 784 | D | Jan 4, 2010 | Jan 4, 2020 | Common Stock | 784 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $7.6857 | Nov 12, 2015 | M | 616 | D | Nov 2, 2009 | Nov 2, 2019 | Common Stock | 616 | 4,585 | D |
Explanation of responses
- F1Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).