SEC Form 4 · accession 0001190725-15-000256
NETFLIX INC · NFLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy M Haley
Director
Period of report
Nov 9, 2015
Accepted (ET)
Nov 12, 2015 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065280
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 9, 2015 | M | 1,645 | $3.7643 | A | 8,799 | D | |
| Common StockF1,F2 | Nov 9, 2015 | S | 2,800 | $109.43 | D | 5,999 | D | |
| Common StockF1 | Nov 9, 2015 | M | 11,767 | $3.3971 | A | 17,766 | D | |
| Common StockF1,F3 | Nov 9, 2015 | S | 9,061 | $110.12 | D | 8,705 | D | |
| Common StockF1,F4 | Nov 9, 2015 | S | 2,405 | $110.90 | D | 6,300 | D | |
| Common StockF1,F5 | Nov 9, 2015 | S | 3,400 | $112.27 | D | 2,900 | D | |
| Common StockF1,F6 | Nov 9, 2015 | S | 2,700 | $113.28 | D | 200 | D | |
| Common StockF1,F7 | Nov 9, 2015 | S | 200 | $113.88 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $3.3971 | Nov 9, 2015 | M | 11,767 | D | Dec 3, 2007 | Dec 3, 2017 | Common Stock | 11,767 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $3.7643 | Nov 9, 2015 | M | 1,645 | D | Jan 2, 2008 | Jan 2, 2018 | Common Stock | 1,645 | 8,974 | D |
Explanation of responses
- F1Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).
- F2This transaction was executed in multiple trades at prices ranging from $108.69 to $109.68. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $109.69 to $110.68. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4This transaction was executed in multiple trades at prices ranging from $110.69 to $111.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5This transaction was executed in multiple trades at prices ranging from $111.80 to $112.78. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F6This transaction was executed in multiple trades at prices ranging from $112.80 to $113.78. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F7This transaction was executed in multiple trades at prices ranging from $113.82 to $113.93. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.