SEC Form 4 · accession 0001190725-15-000233
NETFLIX INC · NFLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard N Barton
Director
Period of report
Oct 20, 2015
Accepted (ET)
Oct 22, 2015 · 5:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065280
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 20, 2015 | M | 1,239 | $6.4243 | A | 46,101 | D | |
| Common StockF1 | Oct 20, 2015 | S | 1,239 | $101.06 | D | 44,862 | D | |
| Common StockF1 | Oct 20, 2015 | M | 161 | $7.64 | A | 45,023 | D | |
| Common StockF1 | Oct 20, 2015 | S | 161 | $101.06 | D | 44,862 | D | |
| Common StockF1 | Oct 21, 2015 | M | 1,400 | $7.64 | A | 46,262 | D | |
| Common StockF1,F2 | Oct 21, 2015 | S | 1,400 | $99.84 | D | 44,862 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $6.4243 | Oct 20, 2015 | M | 1,239 | D | Aug 3, 2009 | Aug 3, 2019 | Common Stock | 1,239 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $7.64 | Oct 20, 2015 | M | 161 | D | Jan 4, 2010 | Jan 4, 2020 | Common Stock | 161 | 6,384 | D |
| Non-Qualified Stock Option (right to buy)F1 | $7.64 | Oct 21, 2015 | M | 1,400 | D | Jan 4, 2010 | Jan 4, 2020 | Common Stock | 1,400 | 4,984 | D |
Explanation of responses
- F1Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).
- F2This transaction was executed in multiple trades at prices ranging from $99.67 to $100.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.