SEC Form 4 · accession 0001190725-15-000213
NETFLIX INC · NFLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard N Barton
Director
Period of report
Sep 22, 2015
Accepted (ET)
Sep 24, 2015 · 6:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065280
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 22, 2015 | M | 609 | $6.3743 | A | 45,471 | D | |
| Common StockF1 | Sep 22, 2015 | S | 609 | $98.29 | D | 44,862 | D | |
| Common StockF1 | Sep 22, 2015 | M | 91 | $6.4243 | A | 44,953 | D | |
| Common StockF1 | Sep 22, 2015 | S | 91 | $98.29 | D | 44,862 | D | |
| Common StockF1 | Sep 23, 2015 | M | 700 | $6.4243 | A | 45,562 | D | |
| Common StockF1 | Sep 23, 2015 | S | 700 | $98.60 | D | 44,862 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $6.3743 | Sep 22, 2015 | M | 609 | D | Oct 1, 2009 | Oct 1, 2019 | Common Stock | 609 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $6.4243 | Sep 22, 2015 | M | 91 | D | Aug 3, 2009 | Aug 3, 2019 | Common Stock | 91 | 6,139 | D |
| Non-Qualified Stock Option (right to buy)F1 | $6.4243 | Sep 23, 2015 | M | 700 | D | Aug 3, 2009 | Aug 3, 2019 | Common Stock | 700 | 5,439 | D |
Explanation of responses
- F1Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).