SEC Form 4 · accession 0001190725-15-000189
NETFLIX INC · NFLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
A George Battle
Director
Period of report
Sep 1, 2015
Accepted (ET)
Sep 3, 2015 · 6:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065280
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 1, 2015 | M | 1,211 | $4.9071 | A | 1,211 | D | |
| Common StockF1 | Sep 1, 2015 | M | 3,794 | $5.2786 | A | 5,005 | D | |
| Common StockF1 | Sep 1, 2015 | M | 4,683 | $4.2671 | A | 9,688 | D | |
| Common StockF1 | Sep 1, 2015 | M | 6,356 | $3.1486 | A | 16,044 | D | |
| Common StockF1 | Sep 1, 2015 | M | 5,992 | $3.3371 | A | 22,036 | D | |
| Common StockF1 | Sep 1, 2015 | M | 4,662 | $4.2914 | A | 26,698 | D | |
| Common StockF1 | Sep 1, 2015 | M | 4,536 | $4.4057 | A | 31,234 | D | |
| Common StockF1 | Sep 1, 2015 | M | 4,788 | $4.1743 | A | 36,022 | D | |
| Common StockF1 | Sep 1, 2015 | M | 5,166 | $3.8714 | A | 41,188 | D | |
| Common StockF1 | Sep 1, 2015 | M | 4,529 | $4.4129 | A | 45,717 | D | |
| Common StockF1 | Sep 1, 2015 | M | 3,283 | $4.4286 | A | 49,000 | D | |
| Common StockF1,F3 | Sep 1, 2015 | S | 10,835 | $105.043 | D | 38,165 | D | |
| Common StockF1,F4 | Sep 1, 2015 | S | 1,200 | $106.3675 | D | 36,965 | D | |
| Common StockF1,F5 | Sep 1, 2015 | S | 5,994 | $107.5387 | D | 30,971 | D | |
| Common StockF1,F6 | Sep 1, 2015 | S | 13,095 | $108.2085 | D | 17,876 | D | |
| Common StockF1,F7 | Sep 1, 2015 | S | 13,550 | $109.5863 | D | 4,326 | D | |
| Common StockF1,F8 | Sep 1, 2015 | S | 4,226 | $110.2579 | D | 100 | D | |
| Common StockF1,F9 | Sep 1, 2015 | S | 100 | $111.03 | D | 0 | D | |
| Common StockF10 | holding | — | — | — | 56,000 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1,F2 | $3.1486 | Sep 1, 2015 | M | 6,356 | D | Dec 1, 2008 | Dec 1, 2018 | Common Stock | 6,356 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $3.3371 | Sep 1, 2015 | M | 5,992 | D | Nov 3, 2008 | Nov 3, 2018 | Common Stock | 5,992 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $3.8714 | Sep 1, 2015 | M | 5,166 | D | Jul 1, 2008 | Jul 1, 2018 | Common Stock | 5,166 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $4.1743 | Sep 1, 2015 | M | 4,788 | D | Aug 1, 2008 | Aug 1, 2018 | Common Stock | 4,788 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $4.2671 | Sep 1, 2015 | M | 4,683 | D | Jan 2, 2009 | Jan 2, 2019 | Common Stock | 4,683 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $4.2914 | Sep 1, 2015 | M | 4,662 | D | Oct 1, 2008 | Oct 1, 2018 | Common Stock | 4,662 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $4.4057 | Sep 1, 2015 | M | 4,536 | D | Sep 2, 2008 | Sep 2, 2018 | Common Stock | 4,536 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $4.4129 | Sep 1, 2015 | M | 4,529 | D | Jun 2, 2008 | Jun 2, 2018 | Common Stock | 4,529 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $4.4286 | Sep 1, 2015 | M | 3,283 | D | May 1, 2008 | May 1, 2018 | Common Stock | 3,283 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $4.9071 | Sep 1, 2015 | M | 1,211 | D | Mar 2, 2009 | Mar 2, 2019 | Common Stock | 1,211 | 2,863 | D |
| Non-Qualified Stock Option (right to buy)F1 | $5.2786 | Sep 1, 2015 | M | 3,794 | D | Feb 2, 2009 | Feb 2, 2019 | Common Stock | 3,794 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $105.79 | Sep 1, 2015 | A | 472 | A | Sep 1, 2015 | Sep 1, 2025 | Common Stock | 472 | 472 | D |
Explanation of responses
- F1Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).
- F10As a Trustee of the A. George Battle 2011 Separate Property Trust.
- F2A seven-for-one stock split became effective July 15, 2015. Amounts are shown post-split.
- F3This transaction was executed in multiple trades at prices ranging from $104.8200 to $105.7800.
- F4This transaction was executed in multiple trades at prices ranging from $105.8678 to $106.7010.
- F5This transaction was executed in multiple trades at prices ranging from $106.8800 to $107.8787.
- F6This transaction was executed in multiple trades at prices ranging from $107.8800 to $108.8200.
- F7This transaction was executed in multiple trades at prices ranging from $108.9500 to $109.9400.
- F8This transaction was executed in multiple trades at prices ranging from $109.9500 to $110.8300.
- F9This transaction was executed in multiple trades at prices ranging from $111.0300 to $111.0300.