SEC Form 4 · accession 0001190725-15-000170
NETFLIX INC · NFLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy M Haley
Director
Period of report
Aug 3, 2015
Accepted (ET)
Aug 5, 2015 · 8:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065280
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 3, 2015 | M | 10,654 | $3.7557 | A | 10,654 | D | |
| Common StockF1 | Aug 3, 2015 | M | 13,181 | $3.0314 | A | 23,835 | D | |
| Common StockF1 | Aug 3, 2015 | M | 7,721 | $2.5914 | A | 31,556 | D | |
| Common StockF1,F2 | Aug 3, 2015 | S | 24,402 | $113.78 | D | 7,154 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $2.5914 | Aug 3, 2015 | M | 7,721 | D | Sep 4, 2007 | Sep 4, 2017 | Common Stock | 7,721 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $3.0314 | Aug 3, 2015 | M | 13,181 | D | Oct 1, 2007 | Oct 1, 2017 | Common Stock | 13,181 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $3.7557 | Aug 3, 2015 | M | 10,654 | D | Nov 1, 2007 | Nov 1, 2017 | Common Stock | 10,654 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $112.56 | Aug 3, 2015 | A | 447 | A | Aug 3, 2015 | Aug 3, 2025 | Common Stock | 447 | 447 | D |
Explanation of responses
- F1Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).
- F2This transaction was executed in multiple trades at prices ranging from $113.62 to $114.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.