SEC Form 4 · accession 0001190725-15-000096
NETFLIX INC · NFLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard N Barton
Director
Period of report
Apr 16, 2015
Accepted (ET)
Apr 20, 2015 · 5:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065280
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 16, 2015 | M | 949 | $42.15 | A | 7,317 | D | |
| Common StockF1 | Apr 16, 2015 | S | 949 | $531.60 | D | 6,368 | D | |
| Common StockF1 | Apr 16, 2015 | M | 984 | $40.62 | A | 7,352 | D | |
| Common StockF1 | Apr 16, 2015 | S | 984 | $531.60 | D | 6,368 | D | |
| Common StockF1 | Apr 16, 2015 | M | 977 | $40.94 | A | 7,345 | D | |
| Common StockF1 | Apr 16, 2015 | S | 977 | $531.60 | D | 6,368 | D | |
| Common StockF1 | Apr 16, 2015 | M | 508 | $44.48 | A | 6,876 | D | |
| Common StockF1 | Apr 16, 2015 | S | 508 | $531.60 | D | 6,368 | D | |
| Common StockF1 | Apr 16, 2015 | M | 933 | $42.87 | A | 7,301 | D | |
| Common StockF1 | Apr 16, 2015 | S | 933 | $531.60 | D | 6,368 | D | |
| Common StockF1 | Apr 16, 2015 | M | 649 | $36.95 | A | 7,017 | D | |
| Common StockF1 | Apr 16, 2015 | S | 649 | $531.60 | D | 6,368 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $36.95 | Apr 16, 2015 | M | 649 | D | Feb 2, 2009 | Feb 2, 2019 | Common Stock | 649 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $40.62 | Apr 16, 2015 | M | 984 | D | Jul 1, 2009 | Jul 1, 2019 | Common Stock | 984 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $40.94 | Apr 16, 2015 | M | 977 | D | Jun 1, 2009 | Jun 1, 2019 | Common Stock | 977 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $42.15 | Apr 16, 2015 | M | 949 | D | Sep 1, 2009 | Sep 1, 2019 | Common Stock | 949 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $42.87 | Apr 16, 2015 | M | 933 | D | Apr 1, 2009 | Apr 1, 2019 | Common Stock | 933 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $44.48 | Apr 16, 2015 | M | 508 | D | May 1, 2009 | May 1, 2019 | Common Stock | 508 | 391 | D |
Explanation of responses
- F1Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).