SEC Form 4 · accession 0001065280-18-000578
NETFLIX INC · NFLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kelly Bennett
Officer — Chief Marketing Officer
Period of report
Oct 31, 2018
Accepted (ET)
Nov 2, 2018 · 9:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065280
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 31, 2018 | M | 1,057 | $68.6071 | A | 1,057 | D | |
| Common StockF1 | Oct 31, 2018 | S | 1,057 | $300.00 | D | 0 | D | |
| Common StockF1 | Oct 31, 2018 | M | 1,274 | $55.4871 | A | 1,274 | D | |
| Common StockF1 | Oct 31, 2018 | S | 1,274 | $300.00 | D | 0 | D | |
| Common StockF1 | Oct 31, 2018 | M | 1,127 | $62.6857 | A | 1,127 | D | |
| Common StockF1 | Oct 31, 2018 | S | 1,127 | $300.00 | D | 0 | D | |
| Common StockF1 | Oct 31, 2018 | M | 1,043 | $68.0857 | A | 1,043 | D | |
| Common StockF1 | Oct 31, 2018 | S | 1,043 | $300.00 | D | 0 | D | |
| Common StockF1 | Oct 31, 2018 | M | 1,169 | $60.7714 | A | 1,169 | D | |
| Common StockF1 | Oct 31, 2018 | S | 1,169 | $300.00 | D | 0 | D | |
| Common StockF1 | Oct 31, 2018 | M | 1,050 | $67.5857 | A | 1,050 | D | |
| Common StockF1 | Oct 31, 2018 | S | 1,050 | $300.00 | D | 0 | D | |
| Common StockF1 | Oct 31, 2018 | M | 1,176 | $60.2943 | A | 1,176 | D | |
| Common StockF1 | Oct 31, 2018 | S | 1,176 | $300.00 | D | 0 | D | |
| Common StockF1 | Oct 31, 2018 | M | 1,358 | $52.0986 | A | 1,358 | D | |
| Common StockF1 | Oct 31, 2018 | S | 1,358 | $300.00 | D | 0 | D | |
| Common StockF1 | Oct 31, 2018 | M | 1,113 | $63.6557 | A | 1,113 | D | |
| Common StockF1 | Oct 31, 2018 | S | 1,113 | $300.00 | D | 0 | D | |
| Common StockF1 | Oct 31, 2018 | M | 1,225 | $57.7686 | A | 1,225 | D | |
| Common StockF1 | Oct 31, 2018 | S | 1,225 | $300.00 | D | 0 | D | |
| Common StockF1 | Oct 31, 2018 | M | 1,204 | $51.8314 | A | 1,204 | D | |
| Common StockF1 | Oct 31, 2018 | S | 1,204 | $300.00 | D | 0 | D | |
| Common StockF1 | Oct 31, 2018 | M | 1,204 | $51.9886 | A | 1,204 | D | |
| Common StockF1 | Oct 31, 2018 | S | 1,204 | $300.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $51.8314 | Oct 31, 2018 | M | 1,204 | D | Jan 2, 2014 | Jan 2, 2024 | Common Stock | 1,204 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $51.9886 | Oct 31, 2018 | M | 1,204 | D | Dec 2, 2013 | Dec 2, 2023 | Common Stock | 1,204 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $52.0986 | Oct 31, 2018 | M | 1,358 | D | Apr 1, 2014 | Apr 1, 2024 | Common Stock | 1,358 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $55.4871 | Oct 31, 2018 | M | 1,274 | D | Nov 3, 2014 | Nov 3, 2024 | Common Stock | 1,274 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $57.7686 | Oct 31, 2018 | M | 1,225 | D | Feb 3, 2014 | Feb 3, 2024 | Common Stock | 1,225 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $60.2943 | Oct 31, 2018 | M | 1,176 | D | Jun 2, 2014 | Jun 2, 2024 | Common Stock | 1,176 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $60.7714 | Oct 31, 2018 | M | 1,169 | D | Aug 1, 2014 | Aug 1, 2024 | Common Stock | 1,169 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $62.6857 | Oct 31, 2018 | M | 1,127 | D | Oct 1, 2014 | Oct 1, 2024 | Common Stock | 1,127 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $63.6557 | Oct 31, 2018 | M | 1,113 | D | Mar 3, 2014 | Mar 3, 2024 | Common Stock | 1,113 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $67.5857 | Oct 31, 2018 | M | 1,050 | D | Jul 1, 2014 | Jul 1, 2024 | Common Stock | 1,050 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $68.0857 | Oct 31, 2018 | M | 1,043 | D | Sep 2, 2014 | Sep 2, 2024 | Common Stock | 1,043 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $68.6071 | Oct 31, 2018 | M | 1,057 | D | Mar 2, 2015 | Mar 2, 2025 | Common Stock | 1,057 | 644 | D |
| Non-Qualified Stock Option (right to buy) | $317.38 | Nov 1, 2018 | A | 624 | A | Nov 1, 2018 | Nov 1, 2028 | Common Stock | 624 | 624 | D |
Explanation of responses
- F1Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).