SEC Form 4 · accession 0001065280-18-000540
NETFLIX INC · NFLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy M Haley
Director
Period of report
Oct 16, 2018
Accepted (ET)
Oct 18, 2018 · 6:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065280
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 16, 2018 | M | 9,177 | $4.2671 | A | 9,177 | D | |
| Common StockF1 | Oct 16, 2018 | M | 12,705 | $3.1486 | A | 21,882 | D | |
| Common StockF1,F2 | Oct 16, 2018 | S | 3,100 | $334.7084 | D | 18,782 | D | |
| Common StockF1,F3 | Oct 16, 2018 | S | 6,700 | $335.7657 | D | 12,082 | D | |
| Common StockF1,F4 | Oct 16, 2018 | S | 4,700 | $336.6443 | D | 7,382 | D | |
| Common StockF1,F5 | Oct 16, 2018 | S | 7,282 | $337.55 | D | 100 | D | |
| Common StockF1 | Oct 16, 2018 | S | 100 | $338.205 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $3.1486 | Oct 16, 2018 | M | 12,705 | D | Dec 1, 2008 | Dec 1, 2018 | Common Stock | 12,705 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $4.2671 | Oct 16, 2018 | M | 9,177 | D | Jan 2, 2009 | Jan 2, 2019 | Common Stock | 9,177 | 0 | D |
Explanation of responses
- F1Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).
- F2This transaction was executed in multiple trades at prices ranging from $334.19 to $335.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $335.19 to $336.14. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4This transaction was executed in multiple trades at prices ranging from $336.20 to $337.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5This transaction was executed in multiple trades at prices ranging from $337.20 to $338.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.