SEC Form 4 · accession 0001065280-18-000532
NETFLIX INC · NFLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard N Barton
Director
Period of report
Oct 10, 2018
Accepted (ET)
Oct 11, 2018 · 6:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065280
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 10, 2018 | M | 271 | $29.2329 | A | 7,314 | D | |
| Common StockF1 | Oct 10, 2018 | S | 271 | $353.00 | D | 7,043 | D | |
| Common StockF1 | Oct 10, 2018 | M | 79 | $28.5914 | A | 7,122 | D | |
| Common StockF1 | Oct 10, 2018 | S | 79 | $353.00 | D | 7,043 | D | |
| Common StockF1 | Oct 11, 2018 | M | 350 | $29.2329 | A | 7,393 | D | |
| Common StockF1 | Oct 11, 2018 | S | 350 | $324.94 | D | 7,043 | D | |
| Common StockF2 | holding | — | — | — | 20,000 | I | By Foundation |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $28.5914 | Oct 10, 2018 | M | 79 | D | Dec 1, 2010 | Dec 1, 2020 | Common Stock | 79 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $29.2329 | Oct 10, 2018 | M | 271 | D | Mar 1, 2011 | Mar 1, 2021 | Common Stock | 271 | 1,437 | D |
| Non-Qualified Stock Option (right to buy)F1 | $29.2329 | Oct 11, 2018 | M | 350 | D | Mar 1, 2011 | Mar 1, 2021 | Common Stock | 350 | 1,087 | D |
Explanation of responses
- F1Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).
- F2As trustee of the Barton Family Foundation