SEC Form 4 · accession 0001065280-18-000417

NETFLIX INC · NFLX

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Reed Hastings

Officer — CEO · Director

Period of report

Aug 20, 2018

Accepted (ET)

Aug 21, 2018 · 5:24 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001065280

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Aug 20, 2018	M	77,672	$4.2914	A	77,672	D
Common Stock^F1,F2	Aug 20, 2018	S	1,500	$311.6947	D	76,172	D
Common Stock^F1,F3	Aug 20, 2018	S	3,000	$312.5143	D	73,172	D
Common Stock^F1,F4	Aug 20, 2018	S	4,800	$313.5171	D	68,372	D
Common Stock^F1,F5	Aug 20, 2018	S	3,700	$314.5278	D	64,672	D
Common Stock^F1,F6	Aug 20, 2018	S	1,600	$315.4531	D	63,072	D
Common Stock^F1,F7	Aug 20, 2018	S	1,200	$316.6542	D	61,872	D
Common Stock^F1,F8	Aug 20, 2018	S	3,700	$317.6059	D	58,172	D
Common Stock^F1,F9	Aug 20, 2018	S	2,300	$318.57	D	55,872	D
Common Stock^F1,F10	Aug 20, 2018	S	2,400	$319.5429	D	53,472	D
Common Stock^F1,F11	Aug 20, 2018	S	5,200	$320.7004	D	48,272	D
Common Stock^F1,F12	Aug 20, 2018	S	2,700	$321.5415	D	45,572	D
Common Stock^F1,F13	Aug 20, 2018	S	2,100	$322.7924	D	43,472	D
Common Stock^F1,F14	Aug 20, 2018	S	1,500	$323.8353	D	41,972	D
Common Stock^F1,F15	Aug 20, 2018	S	2,900	$325.2814	D	39,072	D
Common Stock^F1,F16	Aug 20, 2018	S	7,819	$326.2736	D	31,253	D
Common Stock^F1,F17	Aug 20, 2018	S	10,400	$327.1364	D	20,853	D
Common Stock^F1,F18	Aug 20, 2018	S	10,853	$328.0635	D	10,000	D
Common Stock^F1,F19	Aug 20, 2018	S	4,600	$329.2559	D	5,400	D
Common Stock^F1,F20	Aug 20, 2018	S	4,100	$330.1612	D	1,300	D
Common Stock^F1,F21	Aug 20, 2018	S	1,300	$331.13	D	0	D
Common Stock^F22	holding	—	—		—	5,558,947	I	by Trust

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-Qualified Stock Option (right to buy)^F1	$4.2914	Aug 20, 2018	M	77,672	D	Oct 1, 2008	Oct 1, 2018	Common Stock	77,672	0	D

Explanation of responses

F1Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).
F10This transaction was executed in multiple trades at prices ranging from $319.18 to $320.08. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F11This transaction was executed in multiple trades at prices ranging from $320.19 to $321.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F12This transaction was executed in multiple trades at prices ranging from $321.22 to $321.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F13This transaction was executed in multiple trades at prices ranging from $322.30 to $323.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F14This transaction was executed in multiple trades at prices ranging from $323.44 to $324.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F15This transaction was executed in multiple trades at prices ranging from $324.66 to $325.59. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F16This transaction was executed in multiple trades at prices ranging from $325.69 to $326.66. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F17This transaction was executed in multiple trades at prices ranging from $326.69 to $327.66. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F18This transaction was executed in multiple trades at prices ranging from $327.70 to $328.64. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F19This transaction was executed in multiple trades at prices ranging from $328.71 to $329.63. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2This transaction was executed in multiple trades at prices ranging from $311.03 to $311.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F20This transaction was executed in multiple trades at prices ranging from $329.72 to $330.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F21This transaction was executed in multiple trades at prices ranging from $330.73 to $331.52. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F22As Trustee of the Hastings-Quillin Family Trust
F3This transaction was executed in multiple trades at prices ranging from $312.03 to $313.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4This transaction was executed in multiple trades at prices ranging from $313.05 to $313.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5This transaction was executed in multiple trades at prices ranging from $314.05 to $315.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6This transaction was executed in multiple trades at prices ranging from $315.08 to $316.07. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7This transaction was executed in multiple trades at prices ranging from $316.12 to $317.06. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F8This transaction was executed in multiple trades at prices ranging from $317.13 to $318.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F9This transaction was executed in multiple trades at prices ranging from $318.13 to $319.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.