SEC Form 4 · accession 0001065280-18-000368
NETFLIX INC · NFLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Reed Hastings
Officer — CEO · Director
Period of report
Jul 23, 2018
Accepted (ET)
Jul 24, 2018 · 4:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065280
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 23, 2018 | M | 75,656 | $4.4057 | A | 75,656 | D | |
| Common StockF1,F2 | Jul 23, 2018 | S | 1,400 | $354.5364 | D | 74,256 | D | |
| Common StockF1,F3 | Jul 23, 2018 | S | 3,600 | $355.5806 | D | 70,656 | D | |
| Common StockF1,F4 | Jul 23, 2018 | S | 3,500 | $356.5463 | D | 67,156 | D | |
| Common StockF1,F5 | Jul 23, 2018 | S | 2,792 | $357.7063 | D | 64,364 | D | |
| Common StockF1,F6 | Jul 23, 2018 | S | 20,801 | $358.7699 | D | 43,563 | D | |
| Common StockF1,F7 | Jul 23, 2018 | S | 17,100 | $359.5439 | D | 26,463 | D | |
| Common StockF1,F8 | Jul 23, 2018 | S | 9,284 | $360.6822 | D | 17,179 | D | |
| Common StockF1,F9 | Jul 23, 2018 | S | 3,932 | $361.56 | D | 13,247 | D | |
| Common StockF1,F10 | Jul 23, 2018 | S | 11,997 | $362.638 | D | 1,250 | D | |
| Common StockF1,F11 | Jul 23, 2018 | S | 1,250 | $363.3484 | D | 0 | D | |
| Common StockF12 | holding | — | — | — | 5,558,947 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $4.4057 | Jul 23, 2018 | M | 75,656 | D | Sep 2, 2008 | Sep 2, 2018 | Common Stock | 75,656 | 0 | D |
Explanation of responses
- F1Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).
- F10This transaction was executed in multiple trades at prices ranging from $362.19 to $363.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F11This transaction was executed in multiple trades at prices ranging from $363.19 to $363.58. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F12As Trustee of the Hastings-Quillin Family Trust
- F2This transaction was executed in multiple trades at prices ranging from $354.00 to $354.94. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $355.09 to $356.06. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4This transaction was executed in multiple trades at prices ranging from $356.09 to $357.06. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5This transaction was executed in multiple trades at prices ranging from $357.12 to $358.06. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F6This transaction was executed in multiple trades at prices ranging from $358.14 to $359.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F7This transaction was executed in multiple trades at prices ranging from $359.14 to $360.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F8This transaction was executed in multiple trades at prices ranging from $360.14 to $361.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F9This transaction was executed in multiple trades at prices ranging from $361.14 to $362.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.