SEC Form 4 · accession 0001065280-18-000366
NETFLIX INC · NFLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Theodore A Sarandos
Officer — Chief Content Officer
Period of report
Jul 23, 2018
Accepted (ET)
Jul 24, 2018 · 4:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065280
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 23, 2018 | M | 16,065 | $142.65 | A | 16,065 | D | |
| Common StockF1 | Jul 23, 2018 | S | 16,065 | $360.00 | D | 0 | D | |
| Common StockF1 | Jul 23, 2018 | M | 15,598 | $146.92 | A | 15,598 | D | |
| Common StockF1 | Jul 23, 2018 | S | 15,598 | $360.00 | D | 0 | D | |
| Common StockF1 | Jul 23, 2018 | M | 14,751 | $155.35 | A | 14,751 | D | |
| Common StockF1 | Jul 23, 2018 | S | 14,751 | $360.00 | D | 0 | D | |
| Common StockF1 | Jul 23, 2018 | M | 12,946 | $177.01 | A | 12,946 | D | |
| Common StockF1 | Jul 23, 2018 | S | 12,946 | $360.00 | D | 0 | D | |
| Common StockF1 | Jul 23, 2018 | M | 13,115 | $174.74 | A | 13,115 | D | |
| Common StockF1 | Jul 23, 2018 | S | 13,115 | $360.00 | D | 0 | D | |
| Common StockF1 | Jul 23, 2018 | M | 12,589 | $182.03 | A | 12,589 | D | |
| Common StockF1 | Jul 23, 2018 | S | 12,589 | $360.00 | D | 0 | D | |
| Common StockF1 | Jul 23, 2018 | M | 12,267 | $186.82 | A | 12,267 | D | |
| Common StockF1 | Jul 23, 2018 | S | 12,267 | $360.00 | D | 0 | D | |
| Common StockF1 | Jul 23, 2018 | M | 14,060 | $162.99 | A | 14,060 | D | |
| Common StockF1 | Jul 23, 2018 | S | 14,060 | $360.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $142.65 | Jul 23, 2018 | M | 16,065 | D | Mar 1, 2017 | Mar 1, 2027 | Common Stock | 16,065 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $146.92 | Jul 23, 2018 | M | 15,598 | D | Apr 3, 2017 | Apr 3, 2027 | Common Stock | 15,598 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $155.35 | Jul 23, 2018 | M | 14,751 | D | May 1, 2017 | May 1, 2027 | Common Stock | 14,751 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $162.99 | Jul 23, 2018 | M | 14,060 | D | Jun 1, 2017 | Jun 1, 2027 | Common Stock | 14,060 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $174.74 | Jul 23, 2018 | M | 13,115 | D | Sep 1, 2017 | Sep 1, 2027 | Common Stock | 13,115 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $177.01 | Jul 23, 2018 | M | 12,946 | D | Oct 2, 2017 | Oct 2, 2027 | Common Stock | 12,946 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $182.03 | Jul 23, 2018 | M | 12,589 | D | Aug 1, 2017 | Aug 1, 2027 | Common Stock | 12,589 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $186.82 | Jul 23, 2018 | M | 12,267 | D | Dec 1, 2017 | Dec 1, 2027 | Common Stock | 12,267 | 0 | D |
Explanation of responses
- F1Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).