SEC Form 4 · accession 0001065280-18-000362
NETFLIX INC · NFLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A Hyman
Officer — General Counsel
Period of report
Jul 19, 2018
Accepted (ET)
Jul 20, 2018 · 4:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065280
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 19, 2018 | M | 12,285 | $16.2814 | A | 43,895 | D | |
| Common StockF1 | Jul 19, 2018 | S | 12,285 | $371.20 | D | 31,610 | D | |
| Common StockF1 | Jul 19, 2018 | M | 1,750 | $28.5914 | A | 33,360 | D | |
| Common StockF1 | Jul 19, 2018 | S | 1,750 | $371.20 | D | 31,610 | D | |
| Common StockF1 | Jul 19, 2018 | M | 2,093 | $23.91 | A | 33,703 | D | |
| Common StockF1 | Jul 19, 2018 | S | 2,093 | $371.20 | D | 31,610 | D | |
| Common StockF1 | Jul 19, 2018 | M | 2,261 | $22.0943 | A | 33,871 | D | |
| Common StockF1 | Jul 19, 2018 | S | 2,261 | $371.20 | D | 31,610 | D | |
| Common StockF1 | Jul 19, 2018 | M | 2,597 | $19.2729 | A | 34,207 | D | |
| Common StockF1 | Jul 19, 2018 | S | 2,597 | $371.20 | D | 31,610 | D | |
| Common StockF1 | Jul 19, 2018 | M | 3,437 | $14.5543 | A | 35,047 | D | |
| Common StockF1 | Jul 19, 2018 | S | 3,437 | $371.20 | D | 31,610 | D | |
| Common StockF1 | Jul 19, 2018 | M | 3,192 | $15.6657 | A | 34,802 | D | |
| Common StockF1 | Jul 19, 2018 | S | 3,192 | $371.20 | D | 31,610 | D | |
| Common StockF1 | Jul 19, 2018 | M | 3,262 | $15.3271 | A | 34,872 | D | |
| Common StockF1 | Jul 19, 2018 | S | 3,262 | $371.20 | D | 31,610 | D | |
| Common StockF1 | Jul 19, 2018 | M | 3,430 | $14.57 | A | 35,040 | D | |
| Common StockF1 | Jul 19, 2018 | S | 3,430 | $371.20 | D | 31,610 | D | |
| Common StockF1 | Jul 19, 2018 | M | 4,669 | $10.7143 | A | 36,279 | D | |
| Common StockF1 | Jul 19, 2018 | S | 4,669 | $371.20 | D | 31,610 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $10.7143 | Jul 19, 2018 | M | 4,669 | D | Apr 1, 2010 | Apr 1, 2020 | Common Stock | 4,669 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $14.5543 | Jul 19, 2018 | M | 3,437 | D | Aug 2, 2010 | Aug 2, 2020 | Common Stock | 3,437 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $14.57 | Jul 19, 2018 | M | 3,430 | D | May 3, 2010 | May 3, 2020 | Common Stock | 3,430 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $15.3271 | Jul 19, 2018 | M | 3,262 | D | Jun 1, 2010 | Jun 1, 2020 | Common Stock | 3,262 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $15.6657 | Jul 19, 2018 | M | 3,192 | D | Jul 1, 2010 | Jul 1, 2020 | Common Stock | 3,192 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $16.2814 | Jul 19, 2018 | M | 12,285 | D | Apr 2, 2012 | Apr 2, 2022 | Common Stock | 12,285 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $19.2729 | Jul 19, 2018 | M | 2,597 | D | Sep 1, 2010 | Sep 1, 2020 | Common Stock | 2,597 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $22.0943 | Jul 19, 2018 | M | 2,261 | D | Oct 1, 2010 | Oct 1, 2020 | Common Stock | 2,261 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $23.91 | Jul 19, 2018 | M | 2,093 | D | Nov 1, 2010 | Nov 1, 2020 | Common Stock | 2,093 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $28.5914 | Jul 19, 2018 | M | 1,750 | D | Dec 1, 2010 | Dec 1, 2020 | Common Stock | 1,750 | 0 | D |
Explanation of responses
- F1Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).