SEC Form 4 · accession 0001065280-18-000114
NETFLIX INC · NFLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
A George Battle
Director
Period of report
Feb 13, 2018
Accepted (ET)
Feb 14, 2018 · 6:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065280
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 13, 2018 | M | 2,575 | $6.0214 | A | 2,575 | D | |
| Common StockF1 | Feb 13, 2018 | M | 3,136 | $6.3743 | A | 5,711 | D | |
| Common StockF1 | Feb 13, 2018 | M | 2,597 | $7.6857 | A | 8,308 | D | |
| Common StockF1 | Feb 13, 2018 | M | 2,408 | $8.3186 | A | 10,716 | D | |
| Common StockF1,F2 | Feb 13, 2018 | S | 700 | $255.9514 | D | 10,016 | D | |
| Common StockF1,F3 | Feb 13, 2018 | S | 1,800 | $257.1628 | D | 8,216 | D | |
| Common StockF1,F4 | Feb 13, 2018 | S | 2,495 | $258.0473 | D | 5,721 | D | |
| Common StockF1,F5 | Feb 13, 2018 | S | 3,917 | $259.0683 | D | 1,804 | D | |
| Common StockF1,F6 | Feb 13, 2018 | S | 1,604 | $260.0086 | D | 200 | D | |
| Common StockF1,F7 | Feb 13, 2018 | S | 200 | $261.135 | D | 0 | D | |
| Common StockF8 | holding | — | — | — | 56,000 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $6.0214 | Feb 13, 2018 | M | 2,575 | D | Sep 1, 2009 | Sep 1, 2019 | Common Stock | 2,575 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $6.3743 | Feb 13, 2018 | M | 3,136 | D | Oct 1, 2009 | Oct 1, 2019 | Common Stock | 3,136 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $7.6857 | Feb 13, 2018 | M | 2,597 | D | Nov 2, 2009 | Nov 2, 2019 | Common Stock | 2,597 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $8.3186 | Feb 13, 2018 | M | 2,408 | D | Dec 1, 2009 | Dec 1, 2019 | Common Stock | 2,408 | 0 | D |
Explanation of responses
- F1Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).
- F2This transaction was executed in multiple trades at prices ranging from $255.54 to $256.52. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $256.55 to $257.53. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4This transaction was executed in multiple trades at prices ranging from $257.55 to $258.52. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5This transaction was executed in multiple trades at prices ranging from $258.55 to $259.53. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F6This transaction was executed in multiple trades at prices ranging from $259.61 to $260.43. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F7This transaction was executed in multiple trades at prices ranging from $261.01 to $261.26. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F8As a Trustee of the A. George Battle 2011 Separate Property Trust.