SEC Form 4 · accession 0001065280-17-000187
NETFLIX INC · NFLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A Hyman
Officer — General Counsel
Period of report
Oct 30, 2017
Accepted (ET)
Oct 31, 2017 · 7:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065280
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 30, 2017 | M | 6,461 | $35.5886 | A | 43,071 | D | |
| Common StockF1 | Oct 30, 2017 | M | 5,572 | $41.2857 | A | 48,643 | D | |
| Common StockF1 | Oct 30, 2017 | M | 4,963 | $46.3743 | A | 53,606 | D | |
| Common StockF1 | Oct 30, 2017 | M | 4,893 | $47.0386 | A | 58,499 | D | |
| Common StockF1 | Oct 30, 2017 | M | 4,424 | $51.9886 | A | 62,923 | D | |
| Common StockF1 | Oct 30, 2017 | M | 4,438 | $51.8314 | A | 67,361 | D | |
| Common StockF1 | Oct 30, 2017 | M | 5,411 | $57.7686 | A | 72,772 | D | |
| Common StockF1 | Oct 30, 2017 | M | 4,907 | $63.6557 | A | 77,679 | D | |
| Common StockF1 | Oct 30, 2017 | M | 5,999 | $52.0986 | A | 83,678 | D | |
| Common StockF1 | Oct 30, 2017 | M | 6,503 | $48.0743 | A | 90,181 | D | |
| Common StockF1 | Oct 30, 2017 | M | 5,180 | $60.2943 | A | 95,361 | D | |
| Common StockF1 | Oct 30, 2017 | M | 4,627 | $67.5857 | A | 99,988 | D | |
| Common StockF1,F2 | Oct 30, 2017 | S | 20,435 | $198.1403 | D | 79,553 | D | |
| Common StockF1,F3 | Oct 30, 2017 | S | 30,943 | $199.1101 | D | 48,610 | D | |
| Common StockF1,F4 | Oct 30, 2017 | S | 12,000 | $199.6341 | D | 36,610 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $35.5886 | Oct 30, 2017 | M | 6,461 | D | Aug 1, 2013 | Aug 1, 2023 | Common Stock | 6,461 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $41.2857 | Oct 30, 2017 | M | 5,572 | D | Sep 3, 2013 | Sep 3, 2023 | Common Stock | 5,572 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $46.3743 | Oct 30, 2017 | M | 4,963 | D | Oct 1, 2013 | Oct 1, 2023 | Common Stock | 4,963 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $47.0386 | Oct 30, 2017 | M | 4,893 | D | Nov 1, 2013 | Nov 1, 2023 | Common Stock | 4,893 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $48.0743 | Oct 30, 2017 | M | 6,503 | D | May 1, 2014 | May 1, 2024 | Common Stock | 6,503 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $51.8314 | Oct 30, 2017 | M | 4,438 | D | Jan 2, 2014 | Jan 2, 2024 | Common Stock | 4,438 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $51.9886 | Oct 30, 2017 | M | 4,424 | D | Dec 2, 2013 | Dec 2, 2023 | Common Stock | 4,424 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $52.0986 | Oct 30, 2017 | M | 5,999 | D | Apr 1, 2014 | Apr 1, 2024 | Common Stock | 5,999 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $57.7686 | Oct 30, 2017 | M | 5,411 | D | Feb 3, 2014 | Feb 3, 2024 | Common Stock | 5,411 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $60.2943 | Oct 30, 2017 | M | 5,180 | D | Jun 2, 2014 | Jun 2, 2024 | Common Stock | 5,180 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $63.6557 | Oct 30, 2017 | M | 4,907 | D | Mar 3, 2014 | Mar 3, 2024 | Common Stock | 4,907 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $67.5857 | Oct 30, 2017 | M | 4,627 | D | Jul 1, 2014 | Jul 1, 2024 | Common Stock | 4,627 | 0 | D |
Explanation of responses
- F1Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).
- F2This transaction was executed in multiple trades at prices ranging from $197.62 to $198.60. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $198.62 to $199.56. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4This transaction was executed in multiple trades at prices ranging from $199.62 to $199.72. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.