SEC Form 4 · accession 0001065280-17-000052
NETFLIX INC · NFLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Theodore A Sarandos
Officer — Chief Content Officer
Period of report
Jul 18, 2017
Accepted (ET)
Jul 19, 2017 · 8:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065280
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 18, 2017 | M | 11,670 | $67.5857 | A | 11,670 | D | |
| Common StockF1 | Jul 18, 2017 | S | 11,670 | $185.00 | D | 0 | D | |
| Common StockF1 | Jul 19, 2017 | M | 15,085 | $60.7714 | A | 15,085 | D | |
| Common StockF1 | Jul 19, 2017 | S | 15,085 | $185.00 | D | 0 | D | |
| Common StockF1 | Jul 19, 2017 | M | 33,894 | $59.0171 | A | 33,894 | D | |
| Common StockF1 | Jul 19, 2017 | S | 33,894 | $185.00 | D | 0 | D | |
| Common StockF1 | Jul 19, 2017 | M | 29,148 | $68.6071 | A | 29,148 | D | |
| Common StockF1 | Jul 19, 2017 | S | 29,148 | $185.00 | D | 0 | D | |
| Common StockF1 | Jul 19, 2017 | M | 31,738 | $63.01 | A | 31,738 | D | |
| Common StockF1 | Jul 19, 2017 | S | 31,738 | $185.00 | D | 0 | D | |
| Common StockF1 | Jul 19, 2017 | M | 16,520 | $55.4871 | A | 16,520 | D | |
| Common StockF1 | Jul 19, 2017 | S | 16,520 | $185.00 | D | 0 | D | |
| Common StockF1 | Jul 19, 2017 | M | 14,623 | $62.6857 | A | 14,623 | D | |
| Common StockF1 | Jul 19, 2017 | S | 14,623 | $185.00 | D | 0 | D | |
| Common StockF1 | Jul 19, 2017 | M | 13,461 | $68.0857 | A | 13,461 | D | |
| Common StockF1 | Jul 19, 2017 | S | 13,461 | $185.00 | D | 0 | D | |
| Common StockF1 | Jul 19, 2017 | M | 1,896 | $67.5857 | A | 1,896 | D | |
| Common StockF1 | Jul 19, 2017 | S | 1,896 | $185.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $55.4871 | Jul 19, 2017 | M | 16,520 | D | Nov 3, 2014 | Nov 3, 2024 | Common Stock | 16,520 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $59.0171 | Jul 19, 2017 | M | 33,894 | D | Apr 1, 2015 | Apr 1, 2025 | Common Stock | 33,894 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $60.7714 | Jul 19, 2017 | M | 15,085 | D | Aug 1, 2014 | Aug 1, 2024 | Common Stock | 15,085 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $62.6857 | Jul 19, 2017 | M | 14,623 | D | Oct 1, 2014 | Oct 1, 2024 | Common Stock | 14,623 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $63.01 | Jul 19, 2017 | M | 31,738 | D | Feb 2, 2015 | Feb 2, 2025 | Common Stock | 31,738 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $67.5857 | Jul 18, 2017 | M | 11,670 | D | Jul 1, 2014 | Jul 1, 2024 | Common Stock | 11,670 | 1,896 | D |
| Non-Qualified Stock Option (right to buy)F1 | $67.5857 | Jul 19, 2017 | M | 1,896 | D | Jul 1, 2014 | Jul 1, 2024 | Common Stock | 1,896 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $68.0857 | Jul 19, 2017 | M | 13,461 | D | Sep 2, 2014 | Sep 2, 2024 | Common Stock | 13,461 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $68.6071 | Jul 19, 2017 | M | 29,148 | D | Mar 2, 2015 | Mar 2, 2025 | Common Stock | 29,148 | 0 | D |
Explanation of responses
- F1Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).