SEC Form 4 · accession 0001065088-15-000078
EBAY INC · EBAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Holmes Swan
Officer — SVP, Finance & CFO
Period of report
Mar 6, 2015
Accepted (ET)
Mar 10, 2015 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065088
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 6, 2015 | M | 56,250 | $13.19 | A | 497,041 | D | |
| Common Stock | Mar 6, 2015 | M | 40,000 | $10.50 | A | 537,041 | D | |
| Common Stock | Mar 6, 2015 | M | 25,000 | $23.88 | A | 562,041 | D | |
| Common StockF1 | Mar 6, 2015 | S | 121,250 | $60.00 | D | 440,791 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $10.50 | Mar 6, 2015 | M | 40,000 | D | — | Mar 2, 2016 | Common Stock | 40,000 | 51,250 | D |
| Non-Qualified Stock Option (right to buy)F3 | $13.19 | Mar 6, 2015 | M | 56,250 | D | — | Feb 13, 2016 | Common Stock | 56,250 | 56,250 | D |
| Non-Qualified Stock Option (right to buy)F4 | $23.88 | Mar 6, 2015 | M | 25,000 | D | — | Mar 1, 2017 | Common Stock | 25,000 | 200,000 | D |
| Non-Qualified Stock Option (right to buy)F5 | $32.29 | holding | — | — | — | — | Mar 1, 2018 | Common Stock | 150,000 | 150,000 | D |
| Non-Qualified Stock Option (right to buy)F6 | $36.59 | holding | — | — | — | — | Apr 2, 2019 | Common Stock | 54,000 | 54,000 | D |
| Non-Qualified Stock Option (right to buy)F7 | $53.015 | holding | — | — | — | — | Jan 15, 2022 | Common Stock | 42,857 | 42,857 | D |
| Non-Qualified Stock Option (right to buy)F8 | $55.71 | holding | — | — | — | — | Apr 1, 2020 | Common Stock | 68,011 | 68,011 | D |
| Non-Qualified Stock Option (right to buy)F9 | $56.04 | holding | — | — | — | — | Apr 1, 2021 | Common Stock | 61,881 | 61,881 | D |
| Restricted Stock Units -6F12,F10,F11 | — | holding | — | — | — | — | — | Common Stock | 13,500 | 13,500 | D |
| Restricted Stock Units -7F12,F13,F11 | — | holding | — | — | — | — | — | Common Stock | 25,504 | 25,504 | D |
| Restricted Stock Units -8F12,F14,F11 | — | holding | — | — | — | — | — | Common Stock | 30,941 | 30,941 | D |
| Restricted Stock Units -9F12,F15,F11 | — | holding | — | — | — | — | — | Common Stock | 21,429 | 21,429 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- F10The reporting person received 27,000 restricted stock units subject to a four-year vesting schedule, vesting 25% on 4/1/13 and 25% each year thereafter. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested.
- F11Not Applicable.
- F12Each restricted stock unit represents a contingent right to receive one share of eBay's common stock.
- F13The reporting person received 34,006 restricted stock units subject to a four-year vesting schedule, vesting 25% on 4/1/14 and 25% each year thereafter. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested.
- F14The reporting person received 30,941 restricted stock units subject to a four-year vesting schedule, vesting 25% on 4/1/15 and 25% each year thereafter. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested.
- F15The reporting person received 21,429 restricted stock units subject to a four-year vesting schedule, vesting 25% on 1/15/16 and 25% each year thereafter. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested.
- F2The option grant is subject to a four-year vesting schedule, vesting 12.5% on 9/1/09 and 1/48th per month thereafter.
- F3The option grant is subject to a four-year vesting schedule, vesting 12.5% on 2/8/09 and 1/48th per month thereafter.
- F4The option grant is subject to a four-year vesting schedule, vesting 12.5% on 9/1/10 and 1/48th per month thereafter.
- F5The option grant is subject to a four-year vesting schedule, vesting 12.5% on 9/1/11 and 1/48th per month thereafter.
- F6The option grant is subject to a four-year vesting schedule, vesting 12.5% on 10/1/12 and 1/48th per month thereafter.
- F7The option grant is subject to a four-year vesting schedule, vesting 12.5% on 07/15/15 and 1/48th per month thereafter.
- F8The option grant is subject to a four-year vesting schedule, vesting 12.5% on 10/1/13 and 1/48th per month thereafter.
- F9The option grant is subject to a four-year vesting schedule, vesting 12.5% on 10/1/14 and 1/48th per month thereafter.