SEC Form 4 · accession 0001638599-17-000183
ALBANY MOLECULAR RESEARCH INC · AMRI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George Svokos
Officer — Chief Operating Officer
Period of report
Feb 8, 2017
Accepted (ET)
Feb 10, 2017 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065087
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 8, 2017 | A | 11,543 | $0.00 | A | 113,460 | D | |
| Common Stock | Feb 8, 2017 | A | 8,663 | $0.00 | A | 122,123 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF1 | $18.41 | Feb 8, 2017 | A | 56,818 | A | — | Feb 8, 2027 | Common Stock | 56,818 | 56,818 | D |
Explanation of responses
- F1Option is exercisable as to 1/4th of the shares annually on the anniversary date of the grant for each of the next four years.