SEC Form 5 · accession 0001072613-18-000095
NETWORK-1 TECHNOLOGIES, INC. · NTIP-NYSE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David C Kahn
Officer — Chief Financial Officer · Director
Period of report
Dec 31, 2017
Accepted (ET)
Feb 8, 2018 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065078
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF1 | $1.40 | Feb 21, 2017 | G | 50,000 | D | Apr 12, 2012 | Apr 11, 2017 | Common Stock | 50,000 | 50,000 | D |
| Options to Purchase Common StockF1 | $1.40 | Feb 21, 2017 | G | 5,000 | D | Apr 12, 2012 | Apr 11, 2017 | Common Stock | 5,000 | 5,000 | D |
| Options to Purchase Common StockF1 | $1.40 | Feb 21, 2017 | G | 5,000 | D | Apr 12, 2012 | Apr 11, 2017 | Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1Represents gifts of stock options to the children of the reporting person.