SEC Form 4 · accession 0001072613-18-000019
NETWORK-1 TECHNOLOGIES, INC. · NTIP-NYSE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Niv Harizman
Director
Period of report
Jan 8, 2018
Accepted (ET)
Jan 10, 2018 · 10:42 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065078
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value per share | Jan 8, 2018 | M | 25,000 | $1.19 | A | 95,652 | D | |
| Common Stock, $.01 par value per shareF1 | Jan 8, 2018 | F | 11,667 | $2.55 | D | 83,985 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchase common stock (right to buy) | $1.19 | Jan 8, 2018 | M | 25,000 | D | Jan 24, 2013 | Jan 24, 2018 | Common Stock | 25,000 | 0 | D |
Explanation of responses
- F1Shares delivered in connection with a net (cashless) exercise of a stock option to purchase 25,000 shares resulting in net shares issued to Mr. Harizman of 13,333.