Form4insider filings, from the source

SEC Form 4 · accession 0001072613-16-000999

NETWORK-1 TECHNOLOGIES, INC. · NTIP-NYSE

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner
Emanuel R Pearlman
Director
Period of report
Dec 7, 2016
Accepted (ET)
Dec 9, 2016 · 2:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065078

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Common Stock, $.01 par value per shareF1Dec 7, 2016M50,000$1.21A61,250D
Common Stock, $.01 par value per shareF2Dec 7, 2016F18,060$3.35D43,190D
Common Stock, $.01 par value per shareDec 7, 2016M10,000$1.21A53,190D
Common Stock, $.01 par value per shareF2Dec 7, 2016F3,612$3.35D49,578D
Common Stock, $.01 par value per shareDec 7, 2016M15,000$1.35A64,578D
Common Stock, $.01 par value per shareF2Dec 7, 2016F6,045$3.35D58,533D
Common Stock, $.01 par value per shareF3Dec 9, 2016M3,750$0.00A62,283D

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Option (right to buy) to purchase common stock$1.21Dec 7, 2016M50,000DJan 27, 2012Jan 27, 2017Common Stock50,0000D
Option (right to buy) to purchase common stock$1.21Dec 7, 2016M10,000DJan 31, 2012Jan 31, 2017Common Stock10,0000D
Option (right to buy) to purchase common stock$1.35Dec 7, 2016M15,000DFeb 24, 2012Feb 24, 2017Common Stock15,0000D
Restricted Stock UnitsF4,F5—Dec 9, 2016M3,750D——Common stock3,7500D

Explanation of responses