SEC Form 4 · accession 0001072613-15-000031
NETWORK-1 TECHNOLOGIES, INC. · NTIP-NYSE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Niv Harizman
Director
Period of report
Jan 22, 2015
Accepted (ET)
Jan 26, 2015 · 10:37 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065078
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value per share | holding | — | — | — | 12,043 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchase common stock (right to buy)F1 | $2.34 | Jan 22, 2015 | A | 35,000 | A | — | Jan 22, 2020 | Common Stock | 35,000 | 35,000 | D |
Explanation of responses
- F1The option vests in four equal quarterly installments (8,750 shares) beginning on April 22, 2015, subject to Mr. Harizman continuing to serve on the Board.