SEC Form 5 · accession 0000930413-17-000339
CENTRUS ENERGY CORP · LEU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Dec 31, 2016
Accepted (ET)
Feb 7, 2017 · 1:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065059
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Mar 15, 2016 | J | 201,570 | $0.00 | D | 1,850,000 | I | See Footnote |
| Class A Common StockF2 | Mar 15, 2016 | J | 201,570 | $0.00 | A | 1,850,000 | I | By Kulayba LLC |
| Class A Common StockF2 | Jun 21, 2016 | G | 340,000 | $0.00 | D | 1,510,000 | I | By Kulayba LLC |
| Class A Common StockF2 | Jun 22, 2016 | G | 4,500 | $0.00 | D | 1,505,500 | I | By Kulayba LLC |
| Class A Common StockF1 | Nov 16, 2016 | J | 500,000 | $0.00 | D | 1,505,500 | I | See Footnote |
| Class A Common StockF2 | Nov 16, 2016 | J | 500,000 | $0.00 | A | 1,505,500 | I | By Kulayba LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares transferred were owned by Morris Bawabeh and his spouse, Dolly Bawabeh, as joint tenants. These shares were transferred to Kulayba, LLC, which is wholly-owned by Morris Bawabeh. As a result of such transfer, Dolly Bawabeh has exited the reporting system.
- F2These shares are owned directly by Kulayba, LLC, which is wholly-owned by Morris Bawabeh. The reporting persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein. This filing shall not be deemed an admission that the reporting persons are, for purpose of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.