SEC Form 4 · accession 0000930413-16-005220
CENTRUS ENERGY CORP · LEU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Jul 8, 2015
Accepted (ET)
Feb 1, 2016 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065059
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Oct 13, 2015 | P | 131 | $3.17 | A | 1,025,531 | I | By Gates Equities |
| Class A Common StockF1,F2 | Oct 14, 2015 | P | 4,469 | $3.17 | A | 1,030,000 | I | By Gates Equities |
| Class A Common StockF1,F2 | Oct 16, 2015 | P | 2,000 | $3.10 | A | 1,032,000 | I | By Gates Equities |
| Class A Common Stock | Oct 29, 2015 | P | 30,000 | $2.83 | A | 1,062,000 | D | |
| Class A Common Stock | Nov 9, 2015 | P | 17,205 | $2.59 | A | 1,079,205 | D | |
| Class A Common Stock | Nov 10, 2015 | P | 5,000 | $2.62 | A | 1,084,205 | D | |
| Class A Common Stock | Nov 10, 2015 | P | 10,000 | $2.62 | A | 1,094,205 | D | |
| Class A Common Stock | Nov 10, 2015 | P | 7,795 | $2.63 | A | 1,102,000 | D | |
| Class A Common Stock | Nov 10, 2015 | P | 10,000 | $2.64 | A | 1,112,000 | D | |
| Class A Common StockF1,F2 | Nov 20, 2015 | P | 6,302 | $1.50 | A | 1,118,302 | I | By Kulayba LLC |
| Class A Common StockF1,F2 | Nov 20, 2015 | P | 1,071 | $1.50 | A | 1,119,373 | I | By Kulayba LLC |
| Class A Common StockF1,F2 | Nov 23, 2015 | P | 10,627 | $1.55 | A | 1,130,000 | I | By Kulayba LLC |
| Class A Common StockF1,F2 | Nov 23, 2015 | P | 400 | $1.50 | A | 1,130,400 | I | By Kulayba LLC |
| Class A Common StockF1,F2 | Nov 24, 2015 | P | 2,001 | $1.50 | A | 1,132,401 | I | By Kulayba LLC |
| Class A Common StockF1,F2 | Nov 30, 2015 | S | 401 | $1.68 | D | 1,132,000 | I | By Kulayba LLC |
| Class A Common StockF1,F2 | Nov 30, 2015 | S | 1,215 | $1.68 | D | 1,130,785 | I | By Gates Equities |
| Class A Common StockF1,F2 | Dec 8, 2015 | P | 1,090 | $1.25 | A | 1,131,875 | I | By Kulayba LLC |
| Class A Common StockF1,F2 | Dec 9, 2015 | P | 4,479 | $1.37 | A | 1,136,354 | I | By Kulayba LLC |
| Class A Common StockF1,F2 | Dec 10, 2015 | P | 9,500 | $1.38 | A | 1,145,854 | I | By Kulayba LLC |
| Class A Common StockF1,F2 | Dec 11, 2015 | P | 3,376 | $1.40 | A | 1,149,230 | I | By Kulayba LLC |
| Class A Common StockF1,F2 | Dec 14, 2015 | P | 115 | $1.40 | A | 1,149,345 | I | By Kulayba LLC |
| Class A Common StockF1,F2 | Dec 15, 2015 | P | 7,915 | $1.40 | A | 1,157,260 | I | By Kulayba LLC |
| Class A Common StockF1,F2 | Dec 16, 2015 | P | 3,907 | $1.40 | A | 1,161,167 | I | By Kulayba LLC |
| Class A Common StockF1,F2 | Dec 17, 2015 | P | 10,000 | $1.75 | A | 1,171,167 | I | By Kulayba LLC |
| Class A Common StockF1,F2 | Dec 17, 2015 | P | 10,000 | $1.70 | A | 1,181,167 | I | By Kulayba LLC |
| Class A Common StockF1,F2 | Dec 17, 2015 | P | 29,618 | $1.60 | A | 1,210,785 | I | By Kulayba LLC |
| Class A Common StockF1,F2 | Dec 22, 2015 | J | 10,785 | $0.00 | D | 1,210,785 | I | By Kulayba LLC |
| Class A Common Stock | Dec 22, 2015 | J | 10,785 | $0.00 | A | 1,210,785 | D | |
| Class A Common Stock | Dec 30, 2015 | G | 4,000 | $0.00 | A | 1,206,785 | D | |
| Class A Common Stock | Dec 30, 2015 | G | 5,215 | $0.00 | A | 1,201,570 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein. This filing shall not be deemed an admission that the reporting persons are, for purpose of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
- F2Dolly Bawabeh's indirect interest is by her spouse, Morris Bawabeh.
- F3Represents shares transferred by Gates Equity to Morris & Dolly Bawabeh.
Remarks
Due to EDGAR limitations on the number of rows allowed for Transactions, this is file 3 of 4.