SEC Form 4 · accession 0000930413-16-005219
CENTRUS ENERGY CORP · LEU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Jul 8, 2015
Accepted (ET)
Feb 1, 2016 · 4:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065059
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Jul 21, 2015 | P | 1,400 | $3.80 | A | 827,150 | I | By Gates Equities |
| Class A Common StockF1,F2 | Jul 22, 2015 | P | 3,600 | $3.88 | A | 830,750 | I | By Gates Equities |
| Class A Common StockF1,F2 | Jul 22, 2015 | P | 410 | $3.80 | A | 831,160 | I | By Gates Equities |
| Class A Common StockF1,F2 | Jul 23, 2015 | P | 3,515 | $3.90 | A | 834,675 | I | By Gates Equities |
| Class A Common StockF1,F2 | Jul 24, 2015 | P | 1,075 | $3.94 | A | 835,750 | I | By Gates Equities |
| Class A Common StockF1,F2 | Jul 27, 2015 | P | 300 | $3.70 | A | 836,050 | I | By Gates Equities |
| Class A Common StockF1,F2 | Jul 29, 2015 | P | 200 | $4.03 | A | 836,250 | I | By Gates Equities |
| Class A Common StockF1,F2 | Jul 29, 2015 | P | 500 | $4.03 | A | 836,750 | I | By Gates Equities |
| Class A Common StockF1,F2 | Jul 31, 2015 | P | 4,000 | $3.95 | A | 840,750 | I | By Gates Equities |
| Class A Common StockF1,F2 | Aug 10, 2015 | P | 5,000 | $3.79 | A | 845,750 | I | By Gates Equities |
| Class A Common StockF1,F2 | Aug 11, 2015 | S | 750 | $3.88 | D | 845,000 | I | By Kulayba LLC |
| Class A Common StockF1,F2 | Aug 26, 2015 | P | 5,000 | $3.67 | A | 850,000 | I | By Gates Equities |
| Class A Common StockF1,F2 | Aug 26, 2015 | P | 15,000 | $3.75 | A | 865,000 | I | By Gates Equities |
| Class A Common StockF1,F2 | Aug 27, 2015 | J | 100,000 | $0.00 | D | 865,000 | I | By Kulayba LLC |
| Class A Common StockF1,F2 | Aug 27, 2015 | J | 100,000 | $0.00 | A | 865,000 | I | By Gates Equities |
| Class A Common StockF1,F2 | Sep 9, 2015 | P | 5,000 | $3.58 | A | 870,000 | I | By Gates Equities |
| Class A Common StockF1,F2 | Sep 15, 2015 | P | 11,408 | $3.30 | A | 881,408 | I | By Gates Equities |
| Class A Common StockF1,F2 | Sep 16, 2015 | P | 38,592 | $3.30 | A | 920,000 | I | By Gates Equities |
| Class A Common StockF1,F2 | Sep 16, 2015 | P | 50,000 | $3.30 | A | 970,000 | I | By Gates Equities |
| Class A Common StockF1,F2 | Sep 16, 2015 | P | 15,000 | $3.30 | A | 985,000 | I | By Gates Equities |
| Class A Common StockF1,F2 | Sep 16, 2015 | P | 15,000 | $3.30 | A | 1,000,000 | I | By Gates Equities |
| Class A Common StockF1,F2 | Sep 21, 2015 | P | 5,000 | $3.25 | A | 1,005,000 | I | By Gates Equities |
| Class A Common StockF1,F2 | Sep 30, 2015 | P | 10,000 | $3.00 | A | 1,015,000 | I | By Gates Equities |
| Class A Common StockF1,F2 | Sep 30, 2015 | P | 200 | $2.75 | A | 1,015,200 | I | By Gates Equities |
| Class A Common StockF1,F2 | Sep 30, 2015 | P | 300 | $2.78 | A | 1,015,500 | I | By Gates Equities |
| Class A Common StockF1,F2 | Sep 30, 2015 | P | 800 | $2.88 | A | 1,016,300 | I | By Gates Equities |
| Class A Common StockF1,F2 | Oct 1, 2015 | P | 571 | $2.65 | A | 1,016,871 | I | By Gates Equities |
| Class A Common StockF1,F2 | Oct 1, 2015 | P | 3,129 | $2.75 | A | 1,020,000 | I | By Gates Equities |
| Class A Common StockF1,F2 | Oct 9, 2015 | P | 5,000 | $3.16 | A | 1,025,000 | I | By Gates Equities |
| Class A Common StockF1,F2 | Oct 12, 2015 | P | 400 | $3.05 | A | 1,025,400 | I | By Gates Equities |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein. This filing shall not be deemed an admission that the reporting persons are, for purpose of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
- F2Dolly Bawabeh's indirect interest is by her spouse, Morris Bawabeh.
- F3Represents shares transferred by Kulayba LLC to Gates Equities.
Remarks
Due to EDGAR limitations on the number of rows allowed for Transactions, this is file 2 of 4.