SEC Form 4 · accession 0001567619-19-000541
PEABODY ENERGY CORP · BTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
A. Verona Dorch
Officer — EVP,CLO,Govt Affairs&Corp Sec
Period of report
Jan 2, 2019
Accepted (ET)
Jan 4, 2019 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001064728
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 2, 2019 | A | 12,230 | $0.00 | A | 129,356 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represent restricted stock units ("RSU") that will vest in three equal installments on the first, second and third anniversaries of the grant date of January 2, 2019, subject to the executive officer's continued employment on each applicable vesting date. The RSUs will become fully vested upon a termination of employment due to the executive officer's death or disability.