SEC Form 4 · accession 0001344676-17-000013
PEABODY ENERGY CORP · BTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Robert K. Citrone
10% Owner
Period of report
Aug 23, 2017
Accepted (ET)
Aug 25, 2017 · 5:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001064728
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF1,F2 | Aug 23, 2017 | S | 6,938,655 | $27.10 | D | 6,273,469 | I | See Footnote |
| Common Stock, $0.01 par valueF3,F4 | Aug 23, 2017 | S | 5,861,345 | $27.10 | D | 2,848,076 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Due to a calculation error, an incorrect conversion ratio that did not account for 27 days of compounding interest was used when the Series A Convertible Preferred Stock beneficially owned by the Reporting Persons was converted on April 3, 2017. This resulted in the Reporting Persons having beneficial ownership over 1,590 more shares of Common Stock than previously reported.
- F2The securities are held in the accounts of various clients of Discovery Capital Management, LLC ("Discovery") and may be deemed to be beneficially owned by Discovery, as the investment manager to such clients, and Robert K. Citrone, as the managing member of Discovery.
- F3Due to a calculation error, an incorrect conversion ratio that did not account for 27 days of compounding interest was used when the Series A Convertible Preferred Stock beneficially owned by the Reporting Persons was converted on April 3, 2017. This resulted in the Reporting Persons having beneficial ownership over 1,645 more shares of Common Stock than previously reported.
- F4The securities are held in the account of Discovery Global Opportunity Partners, LP (the "Fund") and may be deemed to be beneficially owned by Discovery, as the general partner of the Fund, and Robert K. Citrone, as the managing member of Discovery.
Remarks
Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.