SEC Form 4 · accession 0001209191-15-071788
PEABODY ENERGY CORP · BTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bryan A Galli
Officer — Group Exec Marketing & Trading
Period of report
Mar 23, 2015
Accepted (ET)
Sep 22, 2015 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001064728
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 23, 2015 | G | 7,421 | $0.00 | D | 54,344 | D | |
| Common Stock | Mar 23, 2015 | G | 7,421 | $0.00 | A | 78,207 | I | By Trust |
| Commong Stock | Sep 18, 2015 | S | 1,500 | $1.37 | D | 76,707 | I | By Trust |
| Common StockF3 | holding | — | — | — | 440 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction involved a gift of securities by the reporting person to a family trust.
- F2Includes 1,833 shares held by the reporting person in the Company's Employee Stock Purchase Plan.
- F3Reflects shares acquired in an exempt transaction since the Reporting Person's last report.