SEC Form 4 · accession 0001209191-15-036930
PEABODY ENERGY CORP · BTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Glenn L Kellow
Officer — President and CEO-Elect · Director
Period of report
Apr 27, 2015
Accepted (ET)
Apr 29, 2015 · 1:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001064728
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 27, 2015 | I | 12,421 | $4.35 | A | 20,062 | I | By 401(k) Plan |
| Common StockF2 | holding | — | — | — | 97,799 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects holdings under the Company's 401(k) Plan as of April 27, 2015 (converted from units to shares based on the closing price of the Company's stock on April 27, 2015) and including approximately 2,266 shares acquired in exempt transactions since the Reporting Person's last report.
- F2Includes 900 shares held by the reporting person in the Company's Employee Stock Purchase Plan.