SEC Form 4 · accession 0001209191-15-008311
PEABODY ENERGY CORP · BTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alexander C Schoch
Officer — Exec VP & CLO
Period of report
Jan 29, 2015
Accepted (ET)
Feb 2, 2015 · 5:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001064728
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 29, 2015 | A | 2,369 | $0.00 | A | 28,773 | D | |
| Common StockF2 | Jan 29, 2015 | F | 916 | $0.00 | D | 27,857 | D | |
| Common StockF4 | Jan 30, 2015 | G | 1,058 | $0.00 | D | 26,799 | D | |
| Common Stock | Jan 30, 2015 | G | 1,058 | $0.00 | A | 7,259 | I | By Trust |
| Common Stock | holding | — | — | — | 13,151 | I | By 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities were issued to the reporting person pursuant to the payout of a performance unit award under the issuer's Long-Term Equity Incentive Plan.
- F2Includes 2,381 shares held by the reporting person in the Company's Employee Stock Purchase Plan.
- F3This transaction involved a gift of securities by the reporting person to a family trust.
- F4Includes 1,323 shares held by the reporting person in the Company's Employee Stock Purchase Plan.