SEC Form 4 · accession 0001209191-15-002560
PEABODY ENERGY CORP · BTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles F Meintjes
Officer — President - Australia
Period of report
Jan 2, 2015
Accepted (ET)
Jan 6, 2015 · 6:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001064728
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 2, 2015 | A | 35,530 | $0.00 | A | 111,367 | D | |
| Common StockF3,F2 | Jan 2, 2015 | A | 35,529 | $0.00 | A | 146,896 | D | |
| Common StockF2 | Jan 2, 2015 | F | 7,740 | $7.74 | D | 139,156 | D | |
| Common StockF2 | Jan 3, 2015 | F | 4,554 | $7.74 | D | 134,602 | D | |
| Common Stock | holding | — | — | — | 18,846 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a restricted stock award that vests in three equal installments beginning on Janaury 2, 2016.
- F2Includes 432 shares acquired under the Company's Employee Stock Purchase Plan.
- F3Represents a restricted stock award that vests on January 2, 2018.