SEC Form 4 · accession 0001209191-15-002497
PEABODY ENERGY CORP · BTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Glenn L Kellow
Officer — President and COO
Period of report
Jan 2, 2015
Accepted (ET)
Jan 6, 2015 · 6:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001064728
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 2, 2015 | A | 96,899 | $0.00 | A | 97,798 | D | |
| Common Stock | holding | — | — | — | 5,375 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $7.74 | Jan 2, 2015 | A | 285,082 | A | — | Jan 2, 2025 | Common Stock | 285,082 | 285,082 | D |
Explanation of responses
- F1Represents a restricted stock award that vests on January 2, 2018.
- F2Includes 899 shares held by the reporting person in the Company's Employee Stock Purchase Plan.
- F3The options vest in three equal annual installments beginning January 2, 2016.