SEC Form 4 · accession 0001209191-15-002493
PEABODY ENERGY CORP · BTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bryan A Galli
Officer — Group Exec & Chief Mktg Off.
Period of report
Jan 2, 2015
Accepted (ET)
Jan 6, 2015 · 6:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001064728
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 2, 2015 | A | 14,186 | $0.00 | A | 86,960 | D | |
| Common Stock | Jan 2, 2015 | G | 25,199 | $0.00 | D | 61,761 | D | |
| Common Stock | Jan 2, 2015 | G | 25,199 | $0.00 | A | 70,786 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F5,F4 | $7.74 | Jan 2, 2015 | A | 41,737 | A | — | Jan 2, 2025 | Common Stock | 41,737 | 41,737 | D |
Explanation of responses
- F1Represents a restricted stock award that vests on January 2, 2018.
- F2Includes 9,250 shares held by the reporting person in the Company's Employee Stock Purchase Plan.
- F3This transaction involved a gift of securities by the reporting person to a family trust.
- F4The options vest in three equal annual installments beginning January 2, 2016.
- F5Does not include employee stock options with different expiration dates and exercise prices.