SEC Form 4 · accession 0001209191-15-002406
PEABODY ENERGY CORP · BTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael C. Crews
Officer — Executive Vice President & CFO
Period of report
Jan 2, 2015
Accepted (ET)
Jan 6, 2015 · 5:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001064728
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 2, 2015 | A | 43,605 | $0.00 | A | 84,961 | D | |
| Common Stock | Jan 3, 2015 | F | 14,509 | $7.74 | D | 70,452 | D | |
| Common Stock | holding | — | — | — | 50,246 | I | By Revocable Trust | |
| Common Stock | holding | — | — | — | 14,111 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3,F2 | $7.74 | Jan 2, 2015 | A | 128,287 | A | — | Jan 2, 2025 | Common Stock | 128,287 | 128,287 | D |
Explanation of responses
- F1Represents a restricted stock award that vests on January 2, 2018.
- F2The options vest in three equal annual installments beginning January 2, 2016.
- F3Does not include employee stock options with different expiration dates and exercise prices.