SEC Form 4 · accession 0001140361-17-019439
PEABODY ENERGY CORP · BTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
ELLIOTT INTERNATIONAL, L.P.
10% Owner
Period of report
May 8, 2017
Accepted (ET)
May 10, 2017 · 5:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001064728
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1,F2 | May 8, 2017 | P | 170,000 | $24.1679 | A | 13,717,521 | I | See footnotes |
| Common Stock, par value $0.01 per shareF1,F2 | May 8, 2017 | P | 33,253 | $24.1438 | A | 13,750,774 | I | See footnotes |
| Common Stock, par value $0.01 per shareF1,F2 | May 9, 2017 | P | 68,000 | $24.5788 | A | 13,818,774 | I | See footnotes |
| Common Stock, par value $0.01 per shareF1,F2 | May 10, 2017 | P | 28,220 | $24.9669 | A | 13,846,994 | I | See footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
- F2Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Luxembourg.