SEC Form 4 · accession 0001140361-17-018652
PEABODY ENERGY CORP · BTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
ELLIOTT ASSOCIATES, L.P.
10% Owner
Period of report
May 3, 2017
Accepted (ET)
May 5, 2017 · 5:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001064728
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per ShareF1,F2 | May 3, 2017 | P | 236,329 | $25.3053 | A | 2,165,592 | I | See footnotes |
| Common Stock, par value $0.01 per ShareF1,F2 | May 4, 2017 | P | 4,512 | $24.2911 | A | 2,170,104 | I | See footnotes |
| Common Stock, par value $0.01 per ShareF1,F2 | May 4, 2017 | P | 24,000 | $24.70 | A | 2,194,104 | I | See footnotes |
| Common Stock, par value $0.01 per ShareF1,F2 | May 4, 2017 | P | 525,513 | $23.50 | A | 2,719,617 | I | See footnotes |
| Common Stock, par value $0.01 per ShareF1,F2 | May 4, 2017 | P | 443,968 | $24.0135 | A | 3,163,585 | I | See footnotes |
| Common Stock, par value $0.01 per ShareF1,F2 | May 5, 2017 | P | 85,883 | $23.8969 | A | 3,249,468 | I | See footnotes |
| Common Stock, par value $0.01 per ShareF1,F2 | May 5, 2017 | P | 16,000 | $23.77 | A | 3,265,468 | I | See footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
- F2Securities owned by The Liverpool Limited Partnership, a Bermuda limited partnership and a wholly-owned subsidiary of the Reporting Person.