SEC Form 4 · accession 0001140361-17-015242
PEABODY ENERGY CORP · BTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
ELLIOTT ASSOCIATES, L.P.
10% Owner
Period of report
Apr 5, 2017
Accepted (ET)
Apr 7, 2017 · 5:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001064728
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per ShareF1 | Apr 5, 2017 | P | 32,000 | $27.9693 | A | 1,055,427 | D | |
| Common Stock, par value $0.01 per ShareF1 | Apr 5, 2017 | P | 51,200 | $27.9933 | A | 1,106,627 | D | |
| Common Stock, par value $0.01 per ShareF1 | Apr 5, 2017 | P | 32,000 | $27.9955 | A | 1,138,627 | D | |
| Common Stock, par value $0.01 per ShareF1 | Apr 6, 2017 | P | 58,560 | $27.5014 | A | 1,197,187 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.