SEC Form 4 · accession 0000899243-19-003440
PEABODY ENERGY CORP · BTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul V. Richard
Officer — SVP& Chief HR Officer
Period of report
Feb 11, 2019
Accepted (ET)
Feb 13, 2019 · 4:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001064728
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 11, 2019 | S | 128 | $29.70 | D | 9,391 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 7, 2018 to pay a portion of the estimated tax obligations resulting from the vesting of 1,324 restricted stock units on February 9, 2019.