SEC Form 4 · accession 0000899243-19-003429
PEABODY ENERGY CORP · BTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Amy B Schwetz
Officer — EVP and CFO
Period of report
Feb 12, 2019
Accepted (ET)
Feb 13, 2019 · 4:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001064728
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 12, 2019 | S | 728 | $29.73 | D | 233,181 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2018 to pay a portion of the estimated tax obligations resulting from the vesting of 4,570 restricted stock units on February 9, 2019.
- F2The price reported is a weighted average price for the shares sold on February 12, 2019. These shares were sold in multiple transactions at prices ranging from $29.66 to $29.77, inclusive. The reporting person undertakes to provide Peabody Energy Corporation, any security holder of Peabody Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.