SEC Form 4 · accession 0000899243-18-023637
PEABODY ENERGY CORP · BTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George John Schuller Jr.
Officer — PRESIDENT - AUSTRALIA
Period of report
Aug 29, 2018
Accepted (ET)
Aug 31, 2018 · 4:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001064728
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 29, 2018 | S | 12,312 | $41.13 | D | 55,627 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 30, 2018.
- F2The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.91 to $41.74, inclusive. The reporting person undertakes to provide Peabody Energy Corporation, any security holder of Peabody Energy Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the numbers of shares sold at each separate price within the range set forth in this footnote.