SEC Form 4 · accession 0000899243-18-009567
PEABODY ENERGY CORP · BTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
A. Verona Dorch
Officer — EVP,CLO,Govt Affairs&Corp Secy
Period of report
Apr 3, 2018
Accepted (ET)
Apr 5, 2018 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001064728
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 3, 2018 | F | 22,504 | $37.77 | D | 146,622 | D | |
| Common StockF2 | Apr 4, 2018 | S | 1,616 | $36.92 | D | 145,006 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 53,107 restricted stock units on April 3, 2018.
- F2The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2017 to pay a portion of the estimated tax obligations resulting from the vesting of 53,107 restricted stock units on April 3, 2018.