SEC Form 4 · accession 0000899243-18-009566
PEABODY ENERGY CORP · BTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Amy B Schwetz
Officer — EVP and CFO
Period of report
Apr 3, 2018
Accepted (ET)
Apr 5, 2018 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001064728
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 3, 2018 | F | 34,871 | $37.77 | D | 215,419 | D | |
| Common StockF2 | Apr 4, 2018 | S | 933 | $36.92 | D | 214,486 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 78,903 restricted stock units on April 3, 2018.
- F2The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2017 in order to pay a portion of estimated tax obligations resulting from the vesting of 78,903 restricted stock units on April 3, 2018.