SEC Form 4 · accession 0000899243-18-003650
PEABODY ENERGY CORP · BTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George John Schuller Jr.
Officer — PRESIDENT - AUSTRALIA
Period of report
Feb 9, 2018
Accepted (ET)
Feb 13, 2018 · 2:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001064728
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 9, 2018 | A | 10,049 | $0.00 | A | 77,728 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represent restricted stock units ("RSU") that will vest in three equal annual installments on the first, second and third anniversaries of the grant date of February 9, 2018, subject to the executive officer's continued employment on each applicable vesting date. The RSUs will become fully vested upon a termination of employment due to the executive officer's death or disability.